James J Mccabe
Investment adviser representative at LPL Financial LLC
9 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Financial, LLCOct 2024 to now
- UnemployedJan 2024 to Oct 2024
- Alps Distributors, IncMar 2020 to Jan 2024
- Primecap ManagementJan 2020 to Jan 2024
- RBC Capital Markets, LLC.Mar 2018 to Jan 2020
- Oppenheimer & Co. Inc.Jun 2015 to Feb 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2969235
- Firm CRD
- 6413