Damon B. Dozier
Investment adviser representative at Wells Fargo Advisors
15 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Wells Fargo Clearing Services, LLCOct 2024 to now
- LPL Financial LLCFeb 2023 to Oct 2024
- M&t BankFeb 2023 to Oct 2024
- J.P. Morgan Securities LLCSep 2021 to Feb 2023
- JP Morgan Chase Bank, N.A.Sep 2021 to Feb 2023
- Fidelity Personal Andworkplace AdvisorsJun 2021 to Sep 2021
- Fidelity Investments LLCApr 2021 to Sep 2021
- JPMorgan Chase Bank NAFeb 2011 to Apr 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2968891
- Firm CRD
- 19616