Joseph Lee Moses
Investment adviser representative at Halo Investment Services, LLC
10 yearsExperience
1 stateRegistered in
$75.2MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Experience
10 years in the industry.
- Halo Investment Services, LLCAug 2023 to now
- Halo Investment Servives, LLCAug 2023 to now
- Sentinus-halo Securities, LLCAug 2022 to now
- Sentinus, LLCAug 2022 to Aug 2023
- Charles Schwab & Co., Inc.Mar 2022 to Aug 2022
- TD AmeritradeSep 2016 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (CO).
Halo Investment Services, LLC
$75.2MAssets managed
0Clients
23Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2968778
- Firm CRD
- 325613