James Derrick Henry
Investment adviser representative at Mai Capital Management, LLC
13 yearsExperience
1 stateRegistered in
$52.1BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Mai Capital Management, LLCJul 2024 to now
- Triad AdvisorsJun 2023 to Jun 2024
- Onedigital Investment Advisors LLCApr 2023 to Jun 2024
- Advised Assets Group, LLCJun 2022 to Apr 2023
- EmpowerJun 2022 to Apr 2023
- Gwfs Equities, IncJun 2022 to Apr 2023
- Cetera Advisor NetworksDec 2016 to Jun 2022
- Sageview Advisory GroupDec 2016 to Jun 2022
- Independent Financial PartnersSep 2013 to Dec 2016
- LPL Financial, LLCAug 2013 to Dec 2016
- Sheridan RoadJul 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (TN).
Mai Capital Management, LLC
$52.1BAssets managed
16,261Clients
306Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2968144
- Firm CRD
- 109807