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Dominique Davis

Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Cetera Advisors LLCMay 2022 to now
  2. Cetera Financial SpecialistsMay 2022 to now
  3. Cetera Wealth Services, LLCMay 2022 to now
  4. Cetera Investment Advisers LLCSep 2021 to now
  5. Cetera Investment ServicesSep 2021 to now
  6. The Strategic Financial Alliance, Inc.Dec 2020 to now
  7. First Allied Securities IncMay 2022 to Sep 2022
  8. UnemployedAug 2020 to Dec 2020
  9. Triad AdvisorsFeb 2019 to Aug 2020
  10. UnemployedJul 2018 to Jan 2019
  11. E*trade Capital Management LLCJun 2016 to Jun 2018
  12. E*trade Securities LLCJun 2016 to Jun 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 66 · Uniform Combined State Law2003

State registrations

Registered as an investment adviser representative in 1 state (GA).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2965551
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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