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John Ralph Broadwater

Investment adviser representative at The Arkansas Financial Group, Inc.
38 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$971.1MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

38 years in the industry.

  1. The Arkansas Financial Group, Inc.Jan 2009 to now
  2. University of Arkansas for Medical ScienJul 1988 to Dec 2020

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law1997

State registrations

Registered as an investment adviser representative in 2 states (AR, TX).

The Arkansas Financial Group, Inc.

$971.1MAssets managed
367Clients
5Advisers
41 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2962501
Firm CRD
104808
Advisor's SEC record (opens in a new tab)
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