Katherine L Carlson
Investment adviser representative at Equitable Advisors, LLC
15 yearsExperience
1 stateRegistered in
$47.3BFirm assets
48 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Equitable Advisors, LLCApr 2018 to now
- AXA Advisors, LLCApr 2018 to Jun 2020
- MML Investors Services, LLCMar 2017 to Apr 2018
- Baystate Financial/massachusetts Mutual Life Insurance CompanyJul 2016 to Apr 2018
- Msi Financial Services Inc.Nov 2005 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (NH).
Equitable Advisors, LLC
$47.3BAssets managed
76,027Clients
4,640Advisers
48 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2960132
- Firm CRD
- 6627