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Judith Marie Dornacher

Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. RBC Capital Markets, LLCApr 2026 to now
  2. Morgan StanleySep 2019 to Apr 2026
  3. Pruco Securities LLCApr 2019 to Sep 2019
  4. The Prudential Insurance Company of AmericaApr 2019 to Sep 2019
  5. UnemployedNov 2018 to Apr 2019
  6. Edelman Financial Services, LLCMay 2017 to Nov 2018
  7. Ef Legacy Securities, LLCMay 2017 to Nov 2018
  8. UnemployedAug 2016 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law2009

State registrations

Registered as an investment adviser representative in 1 state (WI).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2959913
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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