Richard Joseph Cardinal
Investment adviser representative at Janney Montgomery Scott LLC
5 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$110.1BFirm assets
Are you Richard Joseph Cardinal? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
5 years in the industry.
- Janney Montgomery Scott LLCNov 2020 to now
- LPL Financial, LLCSep 2020 to Nov 2020
- Private Advisor GroupSep 2020 to Nov 2020
- LPL Financial LLCMay 2019 to Aug 2020
- Janney Montgomery Scott LLCJun 2016 to May 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2958585
- Firm CRD
- 463