Sofia E Kostopoulos
Investment adviser representative at Citigroup Global Markets Inc.
15 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
Are you Sofia E Kostopoulos? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Citigroup Global Markets Inc.Mar 2024 to now
- CitigroupJan 2023 to now
- Wells Fargo Clearing Services, LLCMar 2021 to Jan 2023
- JP Morgan Chase Bank, N.A.Jan 2020 to Mar 2021
- JP Morgan Securities, LLCJan 2020 to Mar 2021
- Wells Fargo AdvisorsApr 2019 to Nov 2019
- Wells Fargo Advisors Financial Network, LLCApr 2019 to Nov 2019
- Citibank NAJan 2017 to Mar 2019
- Citigroup Global Markets Inc.Apr 2011 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (DC).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2955645
- Firm CRD
- 7059