Thomas Richard Sawyer
Investment adviser representative at Raymond James Financial Services Advisors, Inc
26 yearsExperience
1 stateRegistered in
PFSDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Raymond James Financial Services Advisors, Inc.Sep 2023 to now
- Raymond James Financial Services, Inc.Sep 2023 to now
- Leeward Financial AdvisorJun 2023 to now
- Leeward Financial GroupJun 2023 to now
- N/aJan 2000 to now
- Ameriprise Financial Services, LLCJan 2022 to May 2023
- Integrated Wealth Concepts, LLCJul 2017 to Jan 2022
- LPL Financial, LLCJun 2017 to Jan 2022
- Lincoln Financial AdvisorsDec 2015 to May 2017
Designations
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
State registrations
Registered as an investment adviser representative in 1 state (FL).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2955348
- Firm CRD
- 149018