Penny Dokken Frank
Investment adviser representative at Concurrent Investment Advisors, LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$15.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Concurrent AdvisorsSep 2026 to now
- Concurrent Investment Advisors, LLCSep 2026 to now
- Spire Wealth ManagementSep 2023 to Sep 2026
- Goldman SachsJun 2018 to Sep 2023
- United Capital Financial Advisers, LLCJun 2018 to Sep 2023
- Ushealth AdvisorsJul 2016 to Dec 2016
- Flying Horse RealtyJan 2016 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Concurrent Investment Advisors, LLC
$15.7BAssets managed
13,277Clients
349Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2951691
- Firm CRD
- 323135