Steven Paul Swensen
Investment adviser representative at Great Lakes Advisors, LLC
19 yearsExperience
1 stateRegistered in
$16.2BFirm assets
44 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Great Lakes Advisors, LLCAug 2023 to now
- Wintrust Investments LLCAug 2023 to now
- Zions BankJan 2023 to Jul 2023
- NovesMay 2022 to Dec 2022
- Morgan Stanley Private Bank, National AssociationJul 2017 to May 2022
- Morgan StanleyApr 2017 to May 2022
- Wells Fargo Private BankJun 2007 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IL).
Great Lakes Advisors, LLC
$16.2BAssets managed
1,731Clients
18Advisers
44 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2951587
- Firm CRD
- 110757