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David Howard Douglas

Investment adviser representative at Voya Retirement Advisors, LLC
22 yearsExperience
1 stateRegistered in
$37.5BFirm assets
26 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

22 years in the industry.

  1. Voya Retirement Advisors, LLCAug 2023 to now
  2. Voya Financial Partners, LLCJul 2023 to now
  3. Cetera Adviser Networks LLCJan 2022 to May 2023
  4. Cetera Advisers LLCJan 2022 to May 2023
  5. Cetera Financial Specialists LLCJan 2022 to May 2023
  6. Cetera Investment Services LLCJan 2022 to May 2023
  7. First Allied Securities IncJan 2022 to Sep 2022
  8. Valic Financial Advisors, Inc.Feb 2021 to Dec 2021
  9. UnemployedOct 2020 to Feb 2021
  10. Franklin Templeton Financial Services Corp.Jul 2019 to Oct 2020
  11. Franklin/templeton Distributors, Inc.Oct 2004 to Oct 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (MN).

Voya Retirement Advisors, LLC

$37.5BAssets managed
7,672Clients
129Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2950110
Firm CRD
3989
Advisor's SEC record (opens in a new tab)
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