Franklin Cruz Santos
Investment adviser representative at Ameriprise Financial Services, LLC
15 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Ameriprise Financial Services, LLCAug 2025 to now
- Fbl Financial GroupSep 2024 to now
- Fbl Marketing Services, LLCOct 2024 to Aug 2025
- Charles Schwab & Co., Inc.Jun 2022 to Sep 2024
- Charles Schwab Bank, SsbJun 2022 to Sep 2024
- U.S. Bancorp Investments, Inc.Apr 2020 to Jun 2022
- Bank of America, N.A.Sep 2011 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (KS, MO).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2946930
- Firm CRD
- 6363