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Christopher Patrick Compton

Investment adviser representative at Red Oak Financial Group
29 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$1BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

29 years in the industry.

  1. Red Oak Financial GroupFeb 2013 to now
  2. Red Oak Financial Group (formerly: Compton Financial Group, LLC)Feb 2013 to now
  3. LPL Financial LLCJun 2005 to now
  4. R.L. Compton & Associates, Inc.Jan 1997 to now

Designations

  • ChFC®
  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law1998

State registrations

Registered as an investment adviser representative in 2 states (MD, TX).

Red Oak Financial Group

Legal name: Red Oak Financial Group, LLC

$1BAssets managed
1,202Clients
7Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2946906
Firm CRD
166912
Advisor's SEC record (opens in a new tab)
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