David Warren Hoffmann
Investment adviser representative at Osaic Advisory Services, LLC
11 yearsExperience
12 statesRegistered in
CFP® certificationDesignation
$15.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Osaic Wealth, Inc.Aug 2024 to now
- Osaic Advisory Services, LLCJun 2020 to now
- Triad Hybrid SolutionsJun 2020 to now
- Triad AdvisorsApr 2019 to Aug 2024
- H Financial ManagementApr 2019 to Aug 2020
- Db Root & Company, Inc.Oct 2015 to Apr 2019
- Purshe Kaplan Sterling InvestmentsOct 2015 to Apr 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 12 states (FL, GA, MD, MI, NC, NE, OH, PA, SC, TX, VA, WV).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2946293
- Firm CRD
- 171070