Octavio Fonseca
Investment adviser representative at Citizens Securities, Inc.
15 yearsExperience
8 statesRegistered in
$12.9BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Citizens Securities, Inc.Jun 2020 to now
- AXA Advisors, LLCAug 2019 to Jun 2020
- Investment and Protection Solutions, LLCMar 2019 to Jul 2019
- UnemployedFeb 2018 to Mar 2019
- Colony Capital, LLC Formerly Northstar Securities, LLCJun 2011 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 8 states (CA, CO, CT, FL, IL, ME, NH, RI).
Citizens Securities, Inc.
$12.9BAssets managed
60,545Clients
705Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2944924
- Firm CRD
- 39550