Richard Dean Pecotte
Investment adviser representative at Pfg Advisors
38 yearsExperience
2 statesRegistered in
$3.3BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
38 years in the industry.
- United PlannersNov 2025 to now
- Pfg Advisors, IncJun 2015 to now
- Cue Insurance SalesJun 2015 to now
- Pinnacle Southwest Enterprises, IncSep 2009 to now
- Pinnacle Sw Enterprises, IncSep 2008 to now
- Richard D PecotteMar 1988 to now
- Osaic Wealth, Inc.Jun 2024 to Nov 2025
- Securities America, Inc.Dec 2016 to Jun 2024
- Cue Financial Group IncJun 2015 to Sep 2018
- Foothill Securities, IncJun 2015 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law1997
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (NM, TX).
Pfg Advisors
Legal name: Pfg Advisors, LLC
$3.3BAssets managed
7,592Clients
83Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2944260
- Firm CRD
- 173344