Richard E Kaplan
Investment adviser representative at Inscription Capital, LLC
28 yearsExperience
1 stateRegistered in
$2BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
28 years in the industry.
- Inscription Capital, LLCSep 2019 to now
- Legacy Asset Securities, Inc.Nov 1999 to Sep 2019
- Legacy Asset Management, Inc.Aug 1998 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 1 state (TX).
Inscription Capital, LLC
$2BAssets managed
456Clients
6Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2944041
- Firm CRD
- 291780