Susan Margaret Herrick
Investment adviser representative at Northwestern Mutual Investment Services,LLC
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
15 years in the industry.
- Northwestern Mutual Investment Services, LLCNov 2024 to now
- Jack WambachJul 2024 to now
- Captain Susan HerrickFeb 2024 to Jun 2024
- Ben PipalaOct 2021 to Jan 2024
- Northwestern Mutual Investment Services LLCOct 2021 to Jan 2024
- Steve C MengyanOct 2021 to Jan 2024
- Steve MengyanOct 2021 to Jan 2024
- Captain Susan HerrickMar 2021 to Sep 2021
- Ameriprise Financial ServicesSep 2020 to Feb 2021
- Captain Susan HerrickNov 2017 to Aug 2020
- Kovitz Investment GroupJun 2009 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2942265
- Firm CRD
- 2881