Michael Joseph Smith
Investment adviser representative at Stifel Capital Management, LLC
19 yearsExperience
2 statesRegistered in
$4.2BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
19 years in the industry.
- Stifel Capital Management, LLCFeb 2026 to now
- Spring Mountain Capital, LPMar 2012 to Feb 2026
- Smc Fixed Income Management, LPApr 2007 to Feb 2026
Exams passed
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Stifel Capital Management, LLC
$4.2BAssets managed
549Clients
5Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2940112
- Firm CRD
- 328365