Skip to content

Mark Rough Humphreys

Investment adviser representative at Lig Capital Management, LLC
16 yearsExperience
2 statesRegistered in
$250.4MFirm assets
4 yearsFirm in business

Are you Mark Rough Humphreys? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

16 years in the industry.

  1. Lig Capital Management, LLCJan 2010 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1997
  • Series 65 · Uniform Investment Adviser Law1997

State registrations

Registered as an investment adviser representative in 2 states (OK, TX).

Lig Capital Management, LLC

$250.4MAssets managed
416Clients
3Advisers
4 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2934648
Firm CRD
130489
Advisor's SEC record (opens in a new tab)
CallContact this firm