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Nina Shaw

Investment adviser representative at Leatherback Investments LLC
13 yearsExperience
1 stateRegistered in
CFADesignation
$169.6MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

13 years in the industry.

  1. Dbs Investment Advisers, LLCNov 2024 to now
  2. Leatherback Investments LLCJan 2022 to now
  3. Ns Consulting & ManagementMar 2013 to now
  4. Kyowa Kirin Inc.Apr 2021 to Jan 2022
  5. PeoplelinkAug 2019 to Apr 2021

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law1997
  • Series 65 · Uniform Investment Adviser Law1997

State registrations

Registered as an investment adviser representative in 1 state (NJ).

Leatherback Investments LLC

$169.6MAssets managed
12Clients
2Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2932975
Firm CRD
299608
Advisor's SEC record (opens in a new tab)
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