Carrie Stockton Westfall
Investment adviser representative at Tlg Advisors, Inc.
28 yearsExperience
1 stateRegistered in
$2.3BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Tlg Advisors, Inc.Jan 2022 to now
- The Leaders Group IncJan 2022 to now
- Elite Insurance Agency IncJan 2020 to now
- Concourse Financial Group Securities (proequities, Inc.)May 2020 to Dec 2021
- Elite Marketing GroupAug 2019 to Dec 2019
- UnemployedJun 2019 to Jul 2019
- Invesco Advisers, Inc.Jan 2010 to Jun 2019
- A I M Distributors, Inc.Jun 1998 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (TX).
Tlg Advisors, Inc.
$2.3BAssets managed
5,161Clients
298Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2931618
- Firm CRD
- 111052