Catherine Leigh Henning
Investment adviser representative at Pacific Global Investment Management Company
25 yearsExperience
1 stateRegistered in
$87.5MFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
25 years in the industry.
- Pacific Global Investment Management CompanySep 2026 to now
- Pacific Global Investment Mgmt CoJun 2001 to now
- Pacific Global Fund Distributors, Inc.Dec 2004 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Pacific Global Investment Management Company
$87.5MAssets managed
127Clients
5Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2930190
- Firm CRD
- 106962