Lance Christopher Ernest
Investment adviser representative at LPL Financial LLC
12 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCFeb 2025 to now
- United Community BankFeb 2025 to now
- UnemployedJan 2025 to Feb 2025
- Fisher InvestmentsJan 2024 to Dec 2024
- Bank of America N.A.Nov 2020 to Jan 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2020 to Jan 2024
- Cetera Investment Advisers LLCJan 2014 to Aug 2020
- Cetera Investment Services LLCJan 2013 to Aug 2020
- Regions BankJan 2013 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (AL, GA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2929270
- Firm CRD
- 6413