Mark Stephen Thompson
Investment adviser representative at Laurel Wealth Advisors, LLC
18 yearsExperience
3 statesRegistered in
CFADesignation
$1.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Laurel Wealth Advisors, LLCFeb 2008 to now
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 3 states (LA, NC, TX).
Laurel Wealth Advisors, LLC
$1.1BAssets managed
547Clients
6Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2928571
- Firm CRD
- 118469