Joseph Michael Harton
Investment adviser representative at Janney Montgomery Scott LLC
20 yearsExperience
4 statesRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Janney Montgomery Scott LLCMar 2023 to now
- Bank of America, N.A.Jan 2020 to Mar 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2020 to Mar 2023
- Citizens Securites Inc.Mar 2018 to Oct 2019
- Scottrade, Inc.Apr 2006 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 4 states (CT, MA, NH, TX).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2928307
- Firm CRD
- 463