Anu Sharma
Investment adviser representative at Osaic Advisory Services, LLC
10 yearsExperience
11 statesRegistered in
$15.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Wealth, Inc.Aug 2024 to now
- Osaic Advisory Services, LLCMay 2023 to now
- Triad Hybrid SolutionsMay 2023 to now
- Triad AdvisorsMay 2023 to Aug 2024
- J.P. Morgan Securities LLCJun 2019 to May 2023
- JP Morgan Chase Bank, N.A.Jun 2019 to May 2023
- Morgan StanleyMar 2016 to Jun 2019
- Morgan Stanley Private Bank, N.A.Mar 2016 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 11 states (CA, CT, FL, HI, IN, KY, MA, NJ, NY, TX, WA).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2925195
- Firm CRD
- 171070