John J Mclaughlin
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Avantax Advisory ServicesFeb 2021 to Sep 2025
- Avantax Investment Services, Inc.Feb 2021 to Sep 2025
- Equitable Advisors, LLCOct 2018 to Feb 2021
- AXA Advisors, LLCOct 2018 to Jun 2020
- Hornor Townsend & Kent IncJul 2018 to Oct 2018
- Penn Mutual Life Ins CoJun 2018 to Oct 2018
- UnemployedFeb 2018 to Jun 2018
- Chalice Wealth AdvisorsNov 2017 to Jan 2018
- Niagara International Capital LimitedNov 2017 to Jan 2018
- Pruco Securities, LLCAug 2016 to Nov 2017
- The Prudential Insurance Company of AmericaAug 2016 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2923539
- Firm CRD
- 105644