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Sara Kiyomi Ritter

Investment adviser representative at RBC Securities, Inc.
15 yearsExperience
3 statesRegistered in
$1.5BFirm assets
16 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

15 years in the industry.

  1. City National Securities, Inc.Jan 2019 to now
  2. RBC Securities, IncFeb 2014 to now
  3. City National BankMay 2011 to Jan 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 3 states (CA, NV, NY).

RBC Securities, Inc.

$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2920751
Firm CRD
103705
Advisor's SEC record (opens in a new tab)
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