Kai Chen
Investment adviser representative at Oceaniq Capital, LLC
13 yearsExperience
1 stateRegistered in
CFADesignation
$334.2MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Gt Securities, Inc.Sep 2026 to now
- Oceaniq Capital, LLCOct 2013 to now
- Fnex CapitalMay 2025 to Jul 2026
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2001
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Oceaniq Capital, LLC
$334.2MAssets managed
452Clients
4Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2916984
- Firm CRD
- 168062