Chun Bai
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Credit Union of Southern CaliforniaJun 2026 to now
- LPL Financial LLCMar 2025 to now
- Chun BaiMar 2023 to Mar 2025
- Ni AdvisorsDec 2021 to Mar 2023
- Chun BaiJan 2020 to Dec 2021
- Ctbc BankAug 2019 to Jan 2020
- Cetera Investment Advisers LLCSep 2017 to Jan 2020
- Cetera Investment Services LLCSep 2017 to Jan 2020
- LPL Financial LLCFeb 2017 to Sep 2017
- Cetera Investment Advisers LLCJan 2014 to Feb 2017
- Cathay BankAug 2012 to Jul 2019
- Cetera Investment Services LLCAug 2012 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2916769
- Firm CRD
- 6413