Adam H Katz
Investment adviser representative at Corient
28 yearsExperience
2 statesRegistered in
$165.3BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
28 years in the industry.
- Corient Services LLCJul 2023 to now
- CorientNov 2022 to now
- Cipw Service Company, LLCNov 2022 to Jul 2023
- Kore Private Wealth, LLCJun 2018 to Mar 2023
- Bank of America, N.A.Jun 2011 to Jun 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 1998 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Corient
Legal name: Corient Private Wealth LP
$165.3BAssets managed
26,586Clients
669Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2915776
- Firm CRD
- 319448