Tracy Ann Shea
Investment adviser representative at LPL Financial LLC
23 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- Bay Financial Advisors, Inc.Jan 2019 to now
- LPL Financial LLCJan 2019 to now
- Metro Financial StrategiesMay 2018 to Dec 2018
- Raymond James Financial Services Advisors IncMay 2018 to Dec 2018
- Raymond James Financial Services, IncMay 2008 to Dec 2018
- Kaleel Investment AdvisorsDec 2003 to May 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2914595
- Firm CRD
- 6413