Jeffrey James Wozniak
Investment adviser representative at Spectrum Investment Advisors, Inc.
25 yearsExperience
1 stateRegistered in
$1.1BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
25 years in the industry.
- Spectrum Investment Advisors, Inc.Oct 2025 to now
- Principal SecuritiesMar 2022 to Jun 2025
- Principal Life InsuranceFeb 2022 to Sep 2025
- Wells Fargo Investments, LLCMay 2001 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (WI).
Spectrum Investment Advisors, Inc.
$1.1BAssets managed
465Clients
23Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2914517
- Firm CRD
- 108669