Alan Paul Williams
Investment adviser representative at Cetera Investment Advisers LLC
33 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Alan Paul Williams? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
33 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Alan Williams Self EmployedAug 1993 to now
- Avantax Insurance Agency, LLCAug 2018 to Sep 2025
- Avantax Invesment Services, Inc.Jun 1997 to Sep 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (CT).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2906558
- Firm CRD
- 105644