Thomas Joseph Barbaccia
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
3 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCJul 2026 to now
- Osaic Wealth, Inc.Jun 2024 to Jul 2026
- Securities America AdvisorsJun 2022 to Jun 2024
- Securities America, Inc.Jun 2022 to Jun 2024
- Lincoln Financial Advisors CorporationMay 2020 to Jun 2022
- National LifeOct 2016 to Jun 2022
- Equity Services, Inc.Oct 2016 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 3 states (FL, NY, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2905623
- Firm CRD
- 8733