Joseph Vincent Carter
Investment adviser representative at United Brokerage Services Inc
13 yearsExperience
2 statesRegistered in
$372.3MFirm assets
11 yearsFirm in business
Are you Joseph Vincent Carter? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- United Brokerage Services, IncMay 2019 to now
- Ameriestate Legal and Asc Financial PlannersOct 2018 to May 2019
- Global Atlantic Financial CompanyJan 2014 to Sep 2018
- Global Atlantic Distributors, LLC (fka Forethought Distributors)Jan 2013 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
United Brokerage Services Inc
Legal name: United Brokerage Services, Inc
$372.3MAssets managed
1,390Clients
57Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2903992
- Firm CRD
- 39062