Michael Joseph Dugan
Investment adviser representative at Wealthspire Retirement Advisory
15 yearsExperience
2 statesRegistered in
$38.6BFirm assets
20 yearsFirm in business
Are you Michael Joseph Dugan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Wealthspire Retirement AdvisoryOct 2025 to now
- Nfp Retirement, Inc.Apr 2024 to Oct 2025
- Kestra Advisory Services, LLCDec 2016 to Mar 2024
- Kestra Investment Services, LLCFeb 2013 to Mar 2024
- Suntrust BankNov 2011 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
Wealthspire Retirement Advisory
Legal name: Wealthspire Retirement, LLC
$38.6BAssets managed
7,532Clients
145Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2903879
- Firm CRD
- 121254