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Sy Richard Lippman

Investment adviser representative at L & S Advisors, Inc
47 yearsExperience
2 statesRegistered in
$1.2BFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourly

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

47 years in the industry.

  1. L & S Advisors, IncJun 2006 to now
  2. Lippman, Scott & AssociatesJan 1979 to Mar 2017

Exams passed

  • Series 66 · Uniform Combined State Law1997

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

L & S Advisors, Inc

$1.2BAssets managed
1,093Clients
12Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2899932
Firm CRD
140923
Advisor's SEC record (opens in a new tab)
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