James Michael Phelan
Investment adviser representative at Osaic Wealth, Inc.
25 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Osaic Wealth, Inc.Oct 2022 to now
- Cantella & Co., Inc.Aug 2020 to Oct 2022
- Cambridge Investment Research Advisors, Inc.Oct 2018 to Jul 2020
- Cambridge Investment Research, Inc.Oct 2018 to Jul 2020
- Broker Dealer Financial Services Corp.Jan 2004 to Oct 2018
- Investment Managment CorpJan 2001 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (ID).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2899890
- Firm CRD
- 23131