Norris Brodsky
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
1 stateRegistered in
CFP® certification, PFSDesignations
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCMay 2025 to now
- Wells Fargo Advisors Financial Network, LLCJan 2024 to May 2025
- Wells Fargo Clearing Services, LLCNov 2016 to Jan 2024
- Wells Fargo Advisors LLCOct 2013 to Nov 2016
Designations
- CFP® certification
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2898299
- Firm CRD
- 8733