Andrew Stuart Mumpower
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCDec 2023 to now
- Bank of TennesseeDec 2023 to now
- Cetera Investment Advisers LLCMar 2021 to Nov 2023
- Cetera Investment Services LLCMar 2021 to Nov 2023
- Regions BankFeb 2021 to Nov 2023
- UnknownAug 2020 to Feb 2021
- Bank of America NAJan 2011 to Jul 2020
- Merrill Lynch, Pierce, Fenner & Smith, Inc.Jan 2011 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (TN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2898253
- Firm CRD
- 6413