Brian Lee Slagle
Investment adviser representative at Lombard Advisers Incorporated
10 yearsExperience
1 stateRegistered in
$669.8MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Lombard Advisers IncorporatedOct 2018 to now
- Lombard Securities IncorporatedOct 2017 to now
- Northwestern Mutual Investment Services LLCMay 2016 to Oct 2017
- Northwestern Mutual Life Insurance CompanyApr 2016 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (MD).
Lombard Advisers Incorporated
$669.8MAssets managed
985Clients
33Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2895570
- Firm CRD
- 108231