Lei Shi
Investment adviser representative at Transamerica Financial Advisors, LLC
20 yearsExperience
5 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
20 years in the industry.
- Transamerica Financial Advisors, IncJan 2012 to now
- Financial Training Inc. (fti)Jul 2011 to now
- Insurance Marketing CenterJun 2003 to now
- WfgAug 2001 to now
- Chinese Friendship Affairs Association, Inc.Mar 2018 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 5 states (DC, MD, NC, NJ, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2859762
- Firm CRD
- 16164