James M Thornton
Investment adviser representative at Vestgen Advisors, LLC
13 yearsExperience
2 statesRegistered in
$6.7BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Vestgen Advisors, LLC.Sep 2025 to now
- NflSep 2020 to now
- The Lat GroupSep 2020 to Oct 2025
- Raymond James Financial Services Advisors, Inc.Sep 2020 to Sep 2025
- Raymond James Financial Services, Inc.Sep 2020 to Sep 2025
- Bank of America, N.A.Apr 2014 to Sep 2020
- Merrill Lynch, Pierce, Fenner and Smith IncorporatedJul 2013 to Sep 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Vestgen Advisors, LLC
$6.7BAssets managed
22,790Clients
58Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2859113
- Firm CRD
- 318657