Carole Leah Rominger
Investment adviser representative at Prasad Wealth Partners
13 yearsExperience
2 statesRegistered in
$572.1MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Prasad Wealth PartnersAug 2025 to now
- Osaic Advisory Services, LLCNov 2024 to Aug 2025
- Osaic Wealth, Inc.Jun 2024 to Aug 2025
- Arbor Point AdvisorsJun 2013 to Nov 2024
- Securities America IncJun 2013 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (CA, CO).
Prasad Wealth Partners
Legal name: Prasad Wealth Partners, LLC
$572.1MAssets managed
729Clients
11Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2858356
- Firm CRD
- 332507