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Hung Phuc Nguyen

Investment adviser representative at Guardian Financial Partners, LLC
17 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$911.9MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

17 years in the industry.

  1. Guardian Financial Partners, LLCApr 2017 to now
  2. Wells Fargo Clearing Services, LLCNov 2016 to Apr 2017
  3. Wells Fargo Advisors LLCMay 2009 to Nov 2016

Designations

  • CFP® certification

Exams passed

  • Series 65 · Uniform Investment Adviser Law1997
  • Series 63 · Uniform Securities Agent State Law1997

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Guardian Financial Partners, LLC

$911.9MAssets managed
433Clients
9Advisers
9 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2857985
Firm CRD
287652
Advisor's SEC record (opens in a new tab)
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